Associate Director, Deputy to the BSA AML Officer, RBC Capital Markets- U.S. Financial Crimes Royal Bank of Canada Hoboken, United States Job Summary Job Description What is the Opportunity? Support the BSA AML Officer of RBC Capital Markets, LLC ("RBCCM LLC") and RBC CMA, Ltd ("CMA") in overseeing and executing Financial Crimes requirements for the broker dealer. Provide ongoing financial crimes subject matter expertise and policy support to the BSA AML Officer, and collaborate with 1LOD, 2LOD, and 3LOD. What will you do? Support the BSA AML Officer with audit and regulator engagement, and assist in the timely resolution of information requests and reporting. Coordinate with the BSA AML Officer to remediate audit or regulatory issues. Assist in overseeing, monitoring, and challenging the control environment effectively. Develop controls to mitigate financial crimes risks, identify gaps, and implement remedial actions to meet regulatory standards. Support the management of the New Business Committee (NBC) Financial Crimes requirements related to new or expanding products and services, evaluating risks and controls, and coordinating with global stakeholders. Act as a subject matter expert on Financial Crimes requirements, including handling AML inquiries with infrastructure groups. Review and advise on AML surveillance rules, data feeds, interfaces, and other AML monitoring system issues. Oversee the transaction monitoring team's review and resolution of detection incidents. Supervise Suspicious Activity Report filings with FinCEN, ensuring proper risk mitigation. Contribute to the broker dealer's Risk Assessment and advise on product risks and their impact on client risk ratings. Draft and present the quarterly US CM AML report, including metrics, trend analysis, and issue management, to senior management and regulators. Participate actively in the CUSO Financial Crime Management Committee. Handle AML inquiries from front and back office, and infrastructure groups, as a subject matter expert. What do you need to succeed? Minimum 4+ years of relevant experience. Extensive knowledge of risk management and U.S. anti-money laundering regulations (BSA, USA PATRIOT Act, OFAC, FCPA). Strong understanding of broker dealer operations, securities, investment banking, and associated financial crimes risks. In-depth knowledge of Capital Markets products, trade lifecycles, settlement flows, and their use in Financial Crimes. Knowledge of relevant systems, technology, and databases related to suspicious activity monitoring. Awareness of emerging risks such as cryptocurrency is a plus. Investigative open-source research skills preferred. University degree preferred. Excellent written and oral communication skills. Critical thinking, interpersonal skills, initiative, organizational skills, and the ability to articulate financial crime risks. Proficiency in Microsoft Office applications (Outlook, Excel, Word) at Level 2 or above. Ability to dedicate about 2-4 hours per session for detailed reports or analysis. What's in it for you? We promote a culture of growth, collaboration, and community impact. Benefits include: Comprehensive rewards, bonuses, flexible benefits, and stock options. Supportive leadership with coaching and development opportunities. Meaningful work with a high-performing team. Opportunities for challenging projects and client engagement. The salary range is $110,000 - $190,000 (New Jersey), depending on experience, skills, and market conditions. Compensation includes bonuses, benefits, and other elements. #LI - Hybrid
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